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Disciplinary oversight; progressive discipline
chain of command.
The HR manager and risk management; a lesson from Mayberry RFD.
By
Darin Hanks
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Would you agree with me that most front
line supervisors were promoted into that position because they excelled at
job-specific skills, not risk management?
Emotionally charged supervisors should not have
"fire-on-the-spot" authority. Andy only let Barney have one bullet at a
time, and he still had holes in his floor and ceiling from misfires. Take the
Barney bullets out of the pockets of supervisors altogether by designating only
one person or one group have the authority to approve corrective action
including formal counseling documents and termination of employees.
For the sake of this lesson, we'll call that designated person the HR Manager.
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A chain of command should be simple; ideally, from the supervisor who has the offending employee, to
his/her supervisor, then to the HR Manager.
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If a supervisor thinks he or she has grounds for
formal corrective action or terminating an employee, they should submit the
necessary paperwork through the
disciplinary chain of command.
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The HR Manager should deliver a plan for
supervisors in the event a high-risk situation arises where an employee needs to
be immediately removed from duty pending disciplinary review. We believe
this policy is company specific depending on whether an employee is in the field
or in an office complex, but a general suggestion would be to give supervisors
the authority to send an employee to the HR Managers office, or home with orders
to contact the HR Manager via telephone. There are a few strong positions
for these matters. There are some who say not to give an employee an
entire day to sulk and steam and plan while he or she waits to be called in for
their side of the story. The other camp says it is good to let emotions
calm down for a day after a highly charged incident. This is a good matter
to discuss with your legal counsel and key staff.
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In regards to the HR Manager. An HR Manager
must ALWAYS be objective and go through a thorough discovery process before
deciding on a plan of action. Even though you may have a chain of command,
a chain of command can often carry a lot of emotional baggage associated with
certain problem employees. This baggage can come in the form of
embellished incident reports. A good HR Manager will NEVER assume they are
getting the whole truth and nothing but the truth from a reporting supervisor
irregardless of the title/seniority of the reporting supervisor.
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What lesson can an HR Manager learn from Andy of
Mayberry? Andy never carried a gun, but he knew when to pick one up. And he knew when to
tell Barney to load up.
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Lastly, the "Barney Bullet" analogy may not be
very popular with your management staff. In other words, you may find
yourself on the wrong end of progressive discipline if you begin referring to
your managers as "Barney's"...so let's just keep that analogy here :)
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Corrective /
Disciplinary Templates
HRIT offers templates you can use as suggested
in our tutorial.
Includes Four (4) progressive discipline templates with two sample corrective reviews (One for job performance and one for absenteeism).
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One template used for documenting verbals.
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One template used for formal corrective action:
re: job performance
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One template used for formal corrective action:
re: absenteeism
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One template used for recommending that an employee be
terminated.
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Two sample corrective reviews for style and phrase
examples.
See a list of
all available HR Forms
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